ROC Annual Return Filing for New Company

ROC Annual Return Filing for New Company

Every New Company registered in India, including private limited, public limited company, one person company and section 8 company must file annual returns with ROC every year. It requires conducting of an Annual General Meeting and filing annual accounts with ROC. AGM must be held within 6 months from the end of the financial year i.e. 30th September every year. In case of new companies, first AGM should be held within 18 months from the date of incorporation or 9 months from the close of financial year whichever is earlier. Companies Act 2013 mandates that your financial year should start from 1st April and end on 31st March.

ROC Filing for New Company consists of information and documents that include the Balance Sheet of the Company, Profit & Loss Account, Compliance Certificate, Registered Office Address, Register of Member, Shares and Debentures details, Debt details and information about the Management of the Company. The annual return would also disclose the shareholding structure of the Company, changes in Directorship and details of transfers of securities.


Usually, ROC Filing for New Company is required to file three forms with ROC:

  • ROC Form MGT 7: which contains details of shareholding structure, change in directorship and details of the transfer of shares during the year if any. Due date for ROC Form MGT 7 would be 28th November that is 60 days from the conclusion of AGM.

  • ROC Form AOC4: which contains details and annexure relating to Balance Sheet of the Company, Profit & Loss Account, Compliance Certificate, Registered Office Address, Register of Member, Shares and Debentures details, Debt details and information about the Management of the Company. The due date for ROC Form AOC 4 would be 29th October i.e. 30 days from the conclusion of the AGM.

  • ROC Form ADT 1: is filed for auditor appointment. The due date for ROC Form ADT 1 would be 14th October i.e within 15 days from the conclusion of AGM.

Penalties for Non compliance in ROC Filing for New Company:

Non-filing of Annual returns entail hefty penalties. These are over and above normal fees charged by MCA and there is no way to reduce the penalties. 

Why TAXAJ as Service Provider for ROC Filing for New Company?

Entire team of TAXAJ consists of Highly qualified CA, CS, Lawyers and business administrators. TAXAJ would be a one stop destination for Company Compliance / ROC Compliance and filing and entire gamut of Professional and advisory services in India. TAXAJ has also come up with E-Retainer Concept, which is more than just Virtual CFO Services. Our Retainership Packages will absolve you of all worries of taking care of book-keeping, returns filing, advisory, HR, Payroll, Vendor Management and many other legal compliances. You may get in touch with our compliance manager on 8961228919 or email at connect@taxaj.com for free consultation and to know more about the services provided by us.


For any further queries related to this or anything else visit TAXAJ
Watch all the Informational Videos here: YouTube Channel

TAXAJ Corporate Services LLP
Address: 1/11, 1st Floor, Sulahkul Vihar, Old Palam Road, Dwarka, Delhi-110078
Contact: 8961228919 ; 8802812345 | E-Mail: connect@taxaj.com

    • Related Articles

    • Annual Compliances for Private Limited Company

      The term compliance describes the ability to comply with orders, set of rules, or requests. A private limited company that has been incorporated in India must ensure the compliances concerning the Companies Act, 2013 are adequately met. The Companies ...

    • Forms to be filed on Roc portal for Annual filings

      Ev​​​​ery Company is required to file the annual accounts and annual return as per The Companies Act, 2013 within 30 days and 60 days, respectively, from the conclusion of the Annual General Meeting. The ROC filing of annual accounts is governed ...

    • ROC Filing for Companies listed on MCA

      What is the ROC? The Register Of Companies ( ROC ) is an office functioning under the Ministry of Corporate Affairs (MCA), which controls the entire administration of all companies and Limited Liability Partnerships (LLP) in India. The MCA controls ...

    • ROC Annual Return Filings for Private Companies

      Event Based ROC Compliances for for a Private Limited Company There are various compliance and forms which are required to be filed by a private limited company to inform the ROC regarding the changes made within the Company. Some of the event-based ...

    • Compliances for Private Limited Company

      Compliances for Private Limited Company The term compliance describes the ability to comply with orders, set of rules, or requests. A private limited company that has been incorporated in India must ensure the compliances concerning the Companies ...